Kimberly Alexy

Board Director, Western Digital, Redis, Netskope, Kate Farms

Kimberly Alexy is an experienced finance professional and corporate Board member and has served on over a dozen pre-IPO and public company boards. She has over 25 years of experience in finance, accounting, capital markets, M&A and investments. She was a sell-side equity research analyst on Wall Street for nearly a decade specializing in technology stocks. Since then, she has been an active investor and board director, helping public and pre-IPO companies with their board needs. She has Chaired Audit, Compensation, Nominating and Governance Committees as well as a series of Transaction Committees. She resides in California with her husband and two sons and is passionate about disruptive edtech and plant-based nutrition.

Diane Biagianti

Independent Director, indie Semiconductor

Ms. Diane Biagianti is an independent director for indie Semiconductor, a publicly traded automotive company focused on developing innovative, high-performance and energy-efficient technology for advanced driver assistance systems, user experience and electrification applications. She serves on both their nominating and governance committee, as well as on the audit committee. She also currently serves as senior vice president, governance for Glaukos Corporation, a publicly traded medical technology and pharmaceutical company focused on novel therapies for the treatment of glaucoma, corneal disorders and retinal disease. In her role, she has responsibility for sustainability, enterprise risk management, cybersecurity and compliance. Prior to her semi-retirement in 2023, she served as Glaukos’ general counsel. Prior to joining Glaukos in 2020, Ms. Biagianti was chief responsibility officer at Edwards Lifesciences, a global leader in patient-focused medical innovations for structural heart disease and critical care and surgical monitoring, responsible for global ethics and compliance, corporate sustainability and information security.

Anita Chan

Audit Partner, KPMG

Anita Chan is an audit partner based in Los Angeles with over 16 years of experience in auditing large public and private entities in both the Los Angeles and New York offices of KPMG; across various industries including consumer products and banking. In parallel, Anita also delivers sustainability reporting and attestation services to clients, for both voluntary and regulatory purposes.

Most recently, Anita completed a rotation in KPMG’s National Office focusing on complex audit methodology and technical accounting matters. Immediately prior, Anita was a Professional Accounting Fellow within the Office of the Chief Accountant at the United States Securities and Exchange Commission from July 2020 through July 2022. During her time at the Commission, Anita was an active member of the rulemaking team that drafted the Enhancement and Standardization of Climate-Related Disclosures for Investors proposal.

Anita earned her undergraduate degree in Accounting and her Master of Accountancy at the University of Southern California. Anita is a licensed CPA in California and New York and is a member of the American Institute of Certified Public Accountants.

Stephen Cooke

Adjunct Professor, The Paul Merage School of Business, University of California, Irvine

MODERATOR

Steve is an adjunct professor at the UCI Paul Merage School of Business where, among other subjects, he teaches graduate level courses on board governance. He serves on the Dean's Advisory Board at UCI’s Paul Merage School of Business and as the co-chair of the Steering Committee for the undergraduate Leadership Experience and Development for Success program (LEADS) at the school. Previously, he served for many years on the Board of Directors of the Orange County Chapter of the American Red Cross, including two terms as Board Chair, and on the Chapter’s Audit Committee. He is a frequent speaker on governance and securities law topics, has prior experience as a director of a regional bank, and has written extensively on the disclosure requirements of public companies. Along with Dr. Wellmeyer, Steve is currently the co-chair of the annual UCI Audit Committee Summit, which he helped to start over a decade ago. After more than 37 years of practicing corporate and securities law, Steve is now retired from the international law firm of Paul Hastings LLP, where he was a partner for 27 years.

Ray Garcia

Partner, PwC

Ray Garcia’s PwC career, with high-profile audit, assurance and advisory work across a range of business areas, has prepared him well to speak directly to directors in this ever-shifting governance environment. Before leading the Governance Insights Center, Ray had the privilege of holding PwC leadership roles in several different areas, including serving on the firm’s board of partners and as US and Mexico Assurance Operations Leader; his PwC work has led to him serving on the Texas State Board of Public Accountancy.

As the first in his family to attend college, Ray has been proud to contribute to PwC efforts to make higher education more accessible. Ray is also committed to community service, serving on nonprofit boards dedicated to literacy and conservation.

Shelly Heyduk

Partner, O’Melveny & Myers LLP

Shelly Heyduk is a partner in the Newport Beach office of O’Melveny & Myers LLP. She focuses her practice on advising public companies on a wide range of securities law and corporate governance matters, including SEC reporting and disclosure under the Securities Exchange Act of 1934, shareholder meetings and compliance with the proxy rules, and compliance with NYSE and NASDAQ corporate governance requirements, the Sarbanes-Oxley Act of 2002, and related regulations. Shelly also has significant experience advising companies with respect to securities offerings under the Securities Act of 1933. During her career, Shelly spent four years in-house at Western Digital Corporation, where she gained a unique understanding of the challenges facing in-house legal teams and their expectations for best-in-class service from outside counsel.

Peter D. Moore

Business & Digital Technology Strategy Advisor

Peter D. Moore is a business and digital technology strategy advisor specializing in helping companies manage for exponential revenue, margin and net income growth. Over the past fifteen years, Mr. Moore has worked with CEO’s, COO’s and other C-Suite executives from Citigroup, Charles Schwab, Johnson & Johnson, Mead Westvaco, Microsoft, Tommy Hilfiger, SAP, SAS Institute and U.S. Trust.

Before establishing his own consulting practice, Mr. Moore spent 12 years as a managing partner at Inferential Focus, a market intelligence firm that specializes in detecting major economic, social, technological and geo-political changes both in the U.S. and abroad. He started and managed the firms practice with major corporations that included clients such as AIG, Citibank, Cigna, Ford, GE Capital, Leo Burnett, Microsoft, Pfizer, Philip Morris and Rothschild NA.

Dane Mott

Accounting Analyst, Capital Group

Dane Mott is an accounting analyst at Capital Group, with global accounting research responsibilities. He has 20 years of investment industry experience and has been with Capital Group for nine years. Prior to joining Capital, Dane worked as an accounting analyst at his research firm Dane Mott Research LLC, at J.P. Morgan as head of its U.S. accounting and valuation group, and at Bear Stearns where he was a managing director and a member of its accounting and tax team. He holds an MBA in finance and management and a bachelor’s degree in accounting and finance, both from the Stern School of Business at New York University. He also holds the Chartered Financial Analyst® designation and is a certified public accountant. Dane is based in Los Angeles.

Hoshi Printer

Board of Directors, Lantronix

Hoshi Printer has more than four decades of impressive board, general, and financial management experience spanning a wide range of industries. His expertise includes board roles especially in audit committees, transactions, dealing with Investment Bankers, Wall Street analysts, capital raising, improving operational effectiveness, and restructuring organizations.

Printer is on the board of directors of Lantronix, a public technology company (“LTRX”), and for thirteen years has served as the Chair of Audit Committee and member of Compensation and Nominating / Governance committees.

Printer is one of the few CFOs to have taken three companies public, and was well respected by both buy-side and sell-side analysts. He raised funds for several other companies in various stages of maturity. He led acquisition of seven companies and participated in several other negotiations for both sale and acquisitions, while simultaneously maintaining operational effectiveness and financial stability.

Ashwin "Ash" Rangan

Managing Director, The Insightful Group

Ash is a Board Member with an exceptional track record. Respected as a clear-eyed businessman who balances technology, markets, investments, risks and returns, Ash first served on the Board of a publicly- traded SPAC – PiVX (acquired by The Lotus Fund in 2005). Next, he served on the Board of Integrien (acquired by VMWare in 2010). Later, Ash served on the Board of MarketShare (acquired by Neustar, a TransUnion company) in 2015. Currently, he serves on 2 boards: GrandPad and the NACD PSW Chapter.

Ash is an award-winning senior tech executive, whose experience spans 30+ years in a variety of high-tech Industry-verticals (Aerospace & Defense, PCs, Semiconductors, e-Commerce, Cloud Analytics, Advanced Medical Devices and Internet Infrastructure). He is a globally respected expert in CyberSec and GenAI.

Gina Sanchez

PCAOB Investor Advisory Group, Board Member
Chantico Global, Founder/Chief Executive Officer

Ms. Sanchez is the Chief Executive Officer of Chantico Global, a global investment consultancy and the Chief Executive Officer of Chantico Technology, a VC backed investment technology spin-out. In addition, Ms. Sanchez serves as a member of the Board of Directors for Cedars Sinai Hospital as well as an Advisory Board Member to the UCLA Masters of Financial Engineering Program. Finally, she serves on the Investor Advisory Group to the Public Company Accounting Oversight Board, a nonprofit corporation established by Congress to oversee the audits of public companies in order to protect investors. She is the immediate past Chair of the Board of Investments for the Los Angeles County Employee Retirement Association (LACERA). As part of her continuing education, she also holds a certificates in impact measurement and scenario planning from the University of Oxford Said School of Business, in corporate governance from UCLA Anderson and in corporate board audit governance from Harvard Business School.

Tony Thompson

PCAOB, Board Member

Tony Thompson was appointed as a Board Member of the Public Company Accounting Oversight Board by the Securities and Exchange Commission in November 2021 and sworn in on January 3, 2022. He was reappointed in June 2022. His current term expires on October 24, 2027. Prior to joining the PCAOB, Board Member Thompson served as the Executive Director and Chief Administrative Officer of the Commodity Futures Trading Commission (CFTC), where he oversaw the Division of Administration. Before joining the CFTC in 2011, Mr. Thompson held senior positions at the U.S. Department of Agriculture, where he was responsible for leading a workforce of more than 400 personnel and a broad range of programs, including budget and financial management. Before entering civilian government service, Board Member Thompson served in the United States Air Force for 32 years, reaching the rank of Colonel, where he served as the Chief Budget Officer for the service branch after previously serving as Chief Financial Officer for a number of U.S. Air Force Bases. He earned a B.S. from Regis University, an M.B.A. from Golden Gate University, and an M.S. from Air War College.

Patricia Wellmeyer, CPA, CGMA, PhD

Associate Professor, Accounting and Academic Director of the Masters in Professional Accountancy Program
The Paul Merage School of Business
University of California, Irvine

MODERATOR

Dr. Wellmeyer is an associate professor and an academic director in accounting at the Paul Merage School of Business at UC Irvine. Patricia’s experience spans both the professional and academic arenas. In her over 10 years as a practicing CPA with PriceWaterhouseCoopers and as an independent consultant, Patricia assisted clients with a wide range of services, from full-scope audits of private and public entities to research and consultation on a range of reporting and GAAP issues. In her over 10 years as an academic, Dr. Wellmeyer has investigated and authored papers on a range of topics related to audit quality, the impact of new regulation on market and financial reporting outcomes, and the impact of information technology on the audit process. Her research has been published and presented at numerous conferences nationally and internationally. Dr. Wellmeyer has been the recipient of several professional and academic awards, including receiving recognition as an AICPA Women to Watch and Educator of the Year final nominee. She is also the founder and current academic director of Merage’s first Specialty Master Program, the Master of Professional Accountancy (MPAc), and the co-founder and current chair of the annual UCI Audit Committee Summit.

Cale Whittington

Assurance Partner, EY

Cale serves as the EY Americas Assurance Digital Leader. Combining deep digital acumen and over 28 years of audit experience with a visionary and collaborative mindset, Cale provides leadership and support to audit teams and clients in the audit digital transformation journey. Cale also assists in supporting the Global Assurance technology strategy to enable the audit of the future.

Cale is a partner in the EY Phoenix office, currently serving a variety companies ranging in size from large multi-national US-based public companies and private-equity owned portfolio companies to mid-sized privately-owned companies. His broad industry experience includes the technology, manufacturing, aerospace and defense, transportation, waste and recycling and retail and consumer products industries.

Kara M. Stein

Board Member, Public Company Accounting Oversight Board (PCAOB)

KEYNOTE SPEAKER

Kara M. Stein was appointed as Board Member of the Public Company Accounting Oversight Board by the Securities and Exchange Commission in November 2021 and sworn in on November 18, 2021. Her current term expires on October 24, 2026.

Prior to joining the Board, Board Member Stein served as a Distinguished Policy Fellow and Lecturer-in-Law at the University of Pennsylvania Carey Law School and was Director of the AI, Data, and Capital Markets Initiative at the Center on Innovation, University of California Hastings Law.

From 2013 to 2019, Board Member Stein was a Commissioner of the SEC. There, she was a forceful advocate for addressing the impact of digital transformation on both companies and the agency itself, identifying ways to enhance our securities market structure to promote efficiency and resiliency, updating SEC rules to put investors first, holding both companies and individuals to account for violations of the federal securities laws, and advancing initiatives to further increase competition and facilitate capital formation in our markets.

Anita Doutt

Senior Associate Chief Accountant, SEC Office of the Chief Accountant

KEYNOTE SPEAKER

Anita Doutt is a Senior Associate Chief Accountant in the SEC's Office of the Chief Accountant where she advises on auditing, internal control, and auditor independence matters through consultations, oversight of the PCAOB, and rulemaking support. Previously, Anita was a Senior Manager at KPMG LLP, in the firm's assurance practice. During her tenure with KPMG LLP, she completed an 18-month professional practice fellowship at the Center for Audit Quality focusing on policy matters impacting the public company auditing profession. Anita earned a B.S. in Accounting and Finance from the University of South Florida and a MAcc from the Ohio State University. She is a CPA in Virginia and D.C.

Patricia Wellmeyer, CPA, CGMA, PhD

Associate Professor, Accounting and Academic Director of the Masters in Professional Accountancy Program
The Paul Merage School of Business
University of California, Irvine

MODERATOR

Dr. Wellmeyer is an associate professor and an academic director in accounting at the Paul Merage School of Business at UC Irvine. Patricia’s experience spans both the professional and academic arenas. In her over 10 years as a practicing CPA with PriceWaterhouseCoopers and as an independent consultant, Patricia assisted clients with a wide range of services, from full-scope audits of private and public entities to research and consultation on a range of reporting and GAAP issues. In her over 10 years as an academic, Dr. Wellmeyer has investigated and authored papers on a range of topics related to audit quality, the impact of new regulation on market and financial reporting outcomes, and the impact of information technology on the audit process. Her research has been published and presented at numerous conferences nationally and internationally. Dr. Wellmeyer has been the recipient of several professional and academic awards, including receiving recognition as an AICPA Women to Watch and Educator of the Year final nominee. She is also the founder and current academic director of Merage’s first Specialty Master Program, the Master of Professional Accountancy (MPAc), and the co-founder and current chair of the annual UCI Audit Committee Summit.

Stephen Cooke

Independent Director, Farmers and Merchants Bank of Long Beach
Adjunct Professor, The Paul Merage School of Business, University of California, Irvine

MODERATOR

Steve currently serves as an independent director on the Board of Directors for Farmers and Merchants Bank of Long Beach, a regional bank headquartered in Southern California. He also serves on that board’s Nominations and Corporate Governance and the Risk and Compliance Committees. In addition, Steve is an adjunct professor at the UCI Paul Merage School of Business where, among other subjects, he teaches classes on board governance. He also serves on the Dean's Advisory Board at UCI’s Paul Merage School of Business, on the advisory board for UCI’s annual Audit Committee Summit, and as the Chair of the Steering Committee for the Leadership Experience and Development for Success program (LEADS) at the Paul Merage School of Business. Previously, he served for many years on the Board of Directors of the Orange County Chapter of the American Red Cross, including two terms as Board Chair, and on the Chapter’s Audit Committee. After more than 37 years, Steve is now retired from the international law firm of Paul Hastings LLP, where he was a partner for 27 years.

Aimee Weisner

Independent Board Member, Glaukos Corporation, STAAR Surgical Company and LENSAR, Inc.

Aimee Weisner is an independent board member serving on the boards of directors of three public corporations. These companies include Glaukos Corporation (NYSE: GKOS), an ophthalmic medical technology and pharmaceutical company; STAAR Surgical Company (Nasdaq: STAA), a leading developer, manufacturer and marketer of implantable lenses and companion delivery systems for the eye; and LENSAR, Inc. (Nasdaq: LNSR), a medical technology company focused on laser surgical solutions. She chairs both the compensation and nominating and governance committees of STAAR, and she sits on the audit committee at Glaukos and the compensation committee at LENSAR.

Prior to retiring from the practice of law, Ms. Weisner served as CVP, General Counsel of Edwards Lifesciences (NYSE: EW), the global leader in the science of heart valves and hemodynamic monitoring. Prior to joining Edwards, Weisner was EVP and Secretary at Advanced Medical Optics, Inc. where she was responsible for legal, HR, compliance, and internal audit. She also served as Vice President, Assistant General Counsel at Allergan after beginning her legal career at O’Melveny & Myers LLP. Weisner received her juris doctor degree from Loyola Law School, Los Angeles and her bachelor’s degree in communications from California State University, Fullerton. PAc), and the co-founder and current chair of the annual UCI Audit Committee Summit.

David Rosenblum, NACD, DC

Vice Chair, Board and Audit Committee
Risk, Compliance & Planning Committee, Hanmi Financial Corporation

David Rosenblum is vice chair of the board and vice chair of the audit committee of Hanmi Financial Corp. He was a senior principal at Deloitte Consulting LLP (1979–2013), where he was the national managing director of Consulting Corporate Development and a key leader of the Strategy & Operations practice. Rosenblum is a member of Sage Partners LLC, a strategic advisory firm, and is also an operating partner of Interlock Equity LP, a private equity firm focused on mid-market and lower-mid-market businesses, including technology services and health care firms. Rosenblum currently is a board member of Apply Digital, an Interlock Equity portfolio company. He also is a director of the Library Foundation of Los Angeles, where he chairs the finance committee, is a member of the executive committee and previously chaired the audit committee. He previously served on the board of Deloitte Consulting LLP, as a trustee of Wesleyan University (where he served on the audit committee), and as chair of the Echo Foundation.

Karen Saunders

Partner, Audit
KPMG LLP

Karen Saunders is an audit and SEC reviewing Partner at KPMG LLP. She has over 30 years of experience in auditing, accounting, and business advisory services. Karen started her career at KPMG in 1986 and was admitted to the partnership in 1999. In 2005, she completed a rotation to the national office working in KPMG’s practice advisory group. She has also participated in the firm’s quality review program. Karen’s client experience includes serving as the audit engagement partner on both public and private companies, including banks, insurance companies, and investment funds. Her experience includes assisting with initial and secondary public offerings, reviewing internal controls systems, and advising companies on auditing and accounting issues.

Currently, Karen is a board member of the USA Bobsled and Skeleton Committee, the board chair of the Washington State Board of Accountancy, and is an ambassador board member of the Big Brothers and Big Sisters of Puget Sound. In 2008, she was the recipient of the Al Heglund Lifetime Achievement Award in honor of her work for BBBS. In 2015, she was named Leukemia & Lymphoma Society’s Woman of the Year for her fundraising efforts. Karen holds a CPA license in Washington and California. She is a member of both the American Institute of Certified Public Accountants and the Washington State Society of Certified Public Accountants. She earned a B.A. in accounting from the University of Washington.

Donald J. Patterson

Chief Technology Officer (CTO), Blockpliance

Dr. Donald J. Patterson, is the Chief Technology Officer (CTO) of the Anti-Money Laundering and Risk Compliance FinTech Cryptocurrency Start-up Blockpliance, a tenured professor of Computer Science at Westmont College and UCI. He specializes in the intersection of ubiquitous computing, artificial intelligence, and human-computer interaction. His innovative and award-winning research spans activity and event recognition from sensor streams, context-aware communication systems, and developing robust interpretation systems aimed at managing future societal challenges. Professor Patterson, also served in the U.S. Navy, is a co-founder of 7+ startups, and held a directorship at UCI after earning his Ph.D. in Computer Science from the University of Washington.

Robyn Bew

West Region Leader, EY Center for Board Matters, Ernst & Young LLP

Robyn draws on over fourteen years of experience in the corporate governance space in her work with board members and executive teams of EY’s clients on a wide range of governance and strategy issues. She runs briefing sessions for client boards, represents the firm at director events and roundtables, and is a leader in the US-West region’s initiatives to advance board diversity.

Robyn joined EY from the National Association of Corporate Directors (NACD), where she led the organization’s four Advisory Councils serving committee chairs of Fortune 500/Global 500 companies, authored NACD’s flagship Blue Ribbon Commission reports, and was a faculty member for NACD’s director education programs. Prior to NACD, she held senior roles at several global professional services firms, where she led strategy consulting, board advisory, and custom executive-education engagements.

Robyn has been a featured speaker and writer on governance topics: appearances include Agenda Week, Bloomberg BNA, CFO Magazine, Corporate Secretary, Directors and Boards, ISACA, the Institute of Internal Audit, ICGN, and NACD. She is a member of the Methodology Advisory Committee for Ethisphere’s World’s Most Ethical Companies and has previously served on the Research Advisory Council for JUST Capital. A New England native, Robyn and her husband live in Los Angeles.

Michael C. Ray

Executive Vice President and Chief Legal Officer, Western Digital Corporation

Michael Ray is Executive Vice President and Chief Legal Officer of Western Digital. He is responsible for the company's worldwide legal, risk management, compliance and government relations functions.

Prior to his current role, he served as Senior Vice President, General Counsel since October 2010. He has held a number of positions at Western Digital since joining the company in 2000, including Senior Counsel, Assistant General Counsel and Vice President, Legal Services.

Ray serves as a member of the company's executive management team and provides strategic advice to the team and the members of the company's Board of Directors. He oversees teams responsible for supporting the company's efforts to develop, manufacture, market and sell storage products globally through the company's independent subsidiaries. He also leads teams responsible for protecting the company's significant intellectual property, strengthening and defending the company's brands worldwide, and complying with regulatory and public-company obligations.

Lester M. Sussman, CPA, NACD, DC

Board Member, East West Bankcorp and NACD Pacific Southwest Chapter

Lester M. Sussman has more than 47 years of professional services and private industry experience in accounting, auditing, and corporate governance. Before retiring in 2020, Les was a senior advisor in the Risk & Compliance practice area for Resources Global Professionals (RGP), providing corporate governance, risk management, and compliance services to clients globally.

Prior to joining RGP in 2005, Les was an audit partner with Deloitte & Touche, where he held several leadership positions, including partner in charge of the Financial Services Group for the Pacific Southwest Region, partner in charge of the Capital Markets consulting practice for the West Region, partner in charge of the Woodland Hills office, national director of Recruiting and College Relations, and president of the Deloitte & Touche Foundation.

Les is a member of the Board of Directors of East West Bancorp, where he serves as chairman of the Audit Committee and as a member of the Risk Oversight and Compensation Committees. He also serves as a director of the Braille Institute and the NACD Pacific Southwest Chapter Board.

Dean A. Yoost

Board Member, Pacific Life Insurance Company

Dean is a board member of Pacific Life Insurance Company and one of three advisory committee members of American Honda Finance Corporation. He is the chairman of Vicara Health, a software start-up company. Dean previously was a director of a large foreign-owned bank and two companies listed on the New York Stock Exchange.

He has published over 100 essays and editorials in leading business journals and newspapers. Dean is the author of five books on corporate governance including the recently published Points of View on Boardroom Priorities.

He retired as a partner with PricewaterhouseCoopers after 33 years where he held numerous client service and executive positions. Dean lived and worked in Tokyo and Beijing for 16 years serving the needs of clients as well as establishing and building PWC’s businesses in Asia. He was elected as a director to the 18-partner Global Oversight Board of PwC International Limited, the top governing body of the global network of firms. At his retirement, Dean was the managing partner in Orange County and the regional leader of its advisory services practice.

Dean is a trustee and member of the executive committee of the University of California, Irvine Foundation. He is a founder and serves as the chairman emeritus of the Corporate Directors Roundtable of Orange County and an emeritus board member of the National Association of Corporate Directors in the Pacific Southwest.

Alessandro Papa

Executive Vice President and Chief Risk Officer, Pacific Life Insurance Company

Mr. Papa serves as executive vice president and chief risk officer at Pacific Life and oversees the company’s risk management framework. He is responsible for the maintenance and execution of the company’s risk strategy, governance activities as chair of the enterprise risk committee, and is an active participant in the board audit and investment & finance committees. Mr. Papa is a member of the management committee.

Prior to joining Pacific Life in May 2020, Mr. Papa served as chief of staff to the president and chief executive officer at MetLife, Inc. and was responsible for driving major strategic initiatives and managing MetLife’s Reinvestment fund. Previously, he served as head of Insurance and Product Risk Management where he oversaw actuarial assumptions and pricing for major products, as well as the development of insurance risk analytics within Global Risk Management. As U.S. chief risk officer for MetLife, he was responsible for risk oversight of all U.S. business and MetLife Holding operations. He was also a member of company’s U.S. business senior leadership team.

Caryl Strong

Managing Director, Audit and Advisory, Deloitte

Caryl is a managing director in our Consumer Business practice with more than 20 years of experience in the Retail and Consumer products industry. Caryl leads our Los Angeles, Orange County and San Diego Beauty and Wellness practice. Caryl has extensive experience providing audit and assurance services to complex, multinational clients, emerging growth companies and entrepreneurial companies. She is a member of the Los Angeles core Emerging Growth Companies group. Additionally, she provides Accounting & Reporting Advisory services to clients and nonclients related to new accounting pronouncements, lease abstraction and finance transformation. Caryl is the Board Readiness Champion for the Los Angeles practice.

Hester M. Peirce

Commissioner
U.S. Securities and Exchange Commission

Hester M. Peirce was appointed by President Donald J. Trump to the U.S. Securities and Exchange Commission and was sworn in on January 11, 2018.

Prior to joining the SEC, Commissioner Peirce conducted research on the regulation of financial markets at the Mercatus Center at George Mason University. She was a Senior Counsel on the U.S. Senate Committee on Banking, Housing, and Urban Affairs, where she advised Ranking Member Richard Shelby and other members of the Committee on securities issues. Commissioner Peirce served as counsel to SEC Commissioner Paul S. Atkins. She also worked as a Staff Attorney in the SEC’s Division of Investment Management.

Commissioner Peirce was an associate at Wilmer, Cutler & Pickering (now WilmerHale) and clerked for Judge Roger Andewelt on the Court of Federal Claims. Commissioner Peirce earned her bachelor’s degree in Economics from Case Western Reserve University and her JD from Yale Law School.

Erica Y. Williams

Chair
Public Company Accounting Oversight Board (PCAOB)

Erica Y. Williams was sworn in as Chair of the Public Company Accounting Oversight Board by the Securities and Exchange Commission on January 10, 2022. Her current term expires on October 24, 2024.

Chair Williams joined the PCAOB from Kirkland & Ellis LLP, where she was a litigation partner. Previously, she was a Special Assistant and Associate Counsel to President Barack Obama, advising the president and his senior advisors on legal and constitutional issues involving economic policy, financial regulation and reform, financial technology, trade, intellectual property, and data protection and privacy.

Before that, Chair Williams spent 11 years at the SEC serving as Deputy Chief of Staff for three chairs. In this role, she oversaw all aspects of the SEC’s operations and served as a senior legal advisor to the SEC chair on regulatory policy and rulemakings, enforcement, compliance examinations, agency management and strategy.

Earlier in her career, Chair Williams served as Assistant Chief Litigation Counsel in the SEC’s Division of Enforcement Trial Unit, where she investigated and litigated numerous complex, high-profile matters. Chair Williams earned both a J.D. and a B.A. from the University of Virginia.

Stephen Cooke

Of Counsel, Paul Hastings LLP
Director, Farmers and Merchants Bank of Long Beach

Stephen Cooke is currently Of Council in the Securities and Capital Markets practice group in the Orange County office of Paul Hastings LLP, where he has been advising clients for more than 35 years and was a Partner in the firm for 27 years. Mr. Cooke is also a member of the board of directors of Farmers and Merchants Bank of Long Beach.

His experience includes representing emerging growth companies, public issuers and investment banks in a variety of complex capital markets transactions, including venture capital rounds, private placements, initial public offerings, follow-on offerings, and high-yield and convertible note offerings. He also has substantial experience in mergers, acquisitions, business combinations and other transactions involving public and private companies.

Mr. Cooke has a strong understanding of the roles and duties of directors (including members of audit committees) and has counseled boards and board committees regarding numerous corporate governance issues. In addition, Mr. Cooke is an adjunct professor at the UCI Paul Merage School of Business where, among other subjects, he teaches classes on board governance. He is a frequent speaker on governance and securities law topics, has co-authored a chapter in a practice guide for investor relations officers on securities laws and written articles on the disclosure requirements of public companies. 

John Driver

Independent Director and Audit Committee Member at City First Bank, N.A. (NASDAQ: BYFC) and Laredo Petroleum, Inc. (NYSE: LPI)

John Driver is a Chief Executive, Independent Director, business strategist, and change agent with broad and diversified experience in large global, mid-market, and early-stage software companies. Currently, he leads Lynx Technology a Smart Home IoT and digital media technology firm powering a range of consumer electronics products.

Mr. Driver currently serves as Independent Director at Broadway Financial Corporation (NASDAQ: BYFC) and its wholly owned subsidiary City First Bank, N.A., and Laredo Petroleum, Inc. (NYSE: LPI). He is a member of the Audit, Nomination & Governance, Finance and Risk & Compliance Committees for these boards.

Mr. Driver is the Chair of the Board of Trustees of the Fleet Science Center in San Diego. He is also a Guest Lecturer for the Stanford Department of Management Science & Engineering.

Mr. Driver holds an MBA from The Tuck School of Business at Dartmouth College and a B.S. in Industrial Engineering from Stanford University. 

Susan (Sue) King

Risk Advisory Practice Partner
KPMG LLP

Sue King is a partner in KPMG’s Advisory Practice with more than 30 years of experience. She serves a variety of large public clients providing a full spectrum of internal audit services including risk assessments, risk-based internal audit project delivery, Sarbanes Oxley 404 compliance and enterprise risk management.

Sue’s client portfolio spans many industries including retail, manufacturing, technology, software and healthcare across a spectrum of companies from high growth start-up organizations, through Fortune 100 companies.  She leads KPMG’s Pacific SouthWest Internal Audit practice, and is also the national solution leader for SOX Advisory services.  Sue attends and presents at many Board and Audit Committee meetings each year and is a frequent speaker at conferences and webcasts on risk and internal control topics.

Sue is the co-chair of the Los Angeles and Orange County chapter of Women Corporate Directors and is a founding co-chair of the LA BoardNext chapter.  Sue serves as Treasurer and an Executive Committee Member of Girl Scouts of Orange County.  She is also the Treasurer for the Palos Verdes Peninsula High School Drama Booster Organization.

Sue is a CPA in California and earned her BSc at Loughborough University of Technology in England. 

Brenda Morris

Partner, CSuite Financial Partners
Director & Audit Committee Chair, Boot Barn Holdings, Xponential Fitness, iHerb.com, Ideal Image

Brenda has over 35 years of experience in finance, accounting and operations roles concentrated in consumer products, food and beverage, retail and wholesale sectors. Brenda is currently a Partner at CSuite Financial Partners, a financial executive services firm, which she joined in November 2015 and actively consults with companies on strategy, M&A and other initiatives. Ms. Morris currently serves on the boards of directors of Boot Barn Holdings, Inc., Xponential Fitness, iHerb.com and Ideal Image.

Brenda was formerly a Director for Duluth Holdings Inc. Prior to her consulting and directorship roles, Brenda served as Chief Financia  Officer at several companies including 5.11 Tactical, Zumiez, K2 Sports, Unionbay Sportswear.  Brenda holds a B.A. from Pacific Lutheran University and an M.B.A. from Seattle University, is a CPA (WA-Inactive), CGMA, CMA and is a NACD Certified Director.

Patrick J. Niemann

Americas Leader - EY Audit Committee Forum
Ernst & Young

Patrick Niemann is a partner with Ernst & Young’s Center for Board Matters, where he leads the firm’s Audit Committee Forum across the Americas, supporting corporate boards and audit committees in support of their corporate oversight responsibilities. Previously, Pat served for ten years as the firm’s Managing Partner for Greater Los Angeles, leading a team of over 2,300 professionals, and working with public and private companies of all sizes in various sectors. Pat also previously managed EY’s Greater Los Angeles audit practice in addition to other firm leadership roles. During more than thirty years with EY, Pat has always served clients, including nearly twenty years as an audit partner.

Pat is a graduate of the University of Southern California’s Marshall School of Business. He currently is a member of the USC Marshall School of Business Corporate Advisory Board and is a past member of the Board of Advisors for USC Marshall School’s Leventhal School of Accounting. He is also a recipient of the Distinguished Service Award presented by the USC Leventhal School of Accounting.

In the community, Pat serves as a member of the boards of directors for the YMCA of Metropolitan Los Angeles, the Boy Scouts Western LA Council, and Los Angeles World Affairs Council / Town Hall. He is also the past chairman of the board for Children’s Bureau of Southern California and served for a decade on the Los Angeles Area Chamber of Commerce board of directors.

Kristy Pipes

Audit Chair
Public Storage, EXL Service, and Savers Value Village

Kristy Pipes currently serves on the boards of Public Storage, Exl Service, PS Business Parks, and Savers/Value Village. Across these boards she is a member of the Audit Committee, the Nominating, Governance, and Sustainability Committee, and the Compensation Committee. She is the Audit chair for Public Storage, EXL Service, PS Business Parks, and Savers/Value Village.

Until her retirement in 2019, Kristy was the Chief Financial Officer and member of the Management Committee for Deloitte Consulting LLP, the largest business unit within the broader U.S. Deloitte Firm. She led an organization of 1,400 finance professionals spanning operations across the U.S., India, Germany, and Mexico. Prior to Deloitte, she held leadership positions at both Transamerica and First Interstate Bank where she served on multiple leadership committees including First Interstate California Bank’s Management Committee.

Steven G. Pizula

Audit Committee Chair
Monster Beverage Corporation
Whittier Trust Company
Arnold & Mable Beckman Foundation
King's Seafood Company

Steve Pizula spent his career with Deloitte & Touche LLP (“Deloitte”) until his retirement in 2018. Steve joined Deloitte (then Haskins & Sells) in 1977 and was admitted to the partnership in 1987, where in addition to serving as a Supervising Audit Partner for both large public and private companies, developed an outstanding reputation in Southern California as a trusted business advisor and resource to senior management and boards during times of significant change, including major strategic realignments, execution of transformational acquisition strategies, accessing capital markets, and other complex, high-value transactions. During his career, he served some of the firm’s most significant publicly-held, multi-national consumer product and industrial companies, traveling extensively throughout the world to serve international client management directly as well as coordinate services with Deloitte’s foreign-affiliate offices. He has assisted numerous companies in Initial and Secondary Public offerings, transition to Private Equity investment, succession matters, and strategic and business planning.

Subsequent to Steve’s retirement from Deloitte, he was invited to join the boards of directors of Monster Beverage (MNST) where he serves as Audit Committee Chair, Whittier Trust Company where he serves as Audit Committee Chair and is a member of the Compensation Committee, and The Arnold and Mabel Beckman Foundation, where he serves as Audit Committee Chair and former Chair of the Nominating and Governance Committee. Steve also serves on the Board of Advisors of King’s Seafood Company.

Steve is a CPA licensed in the state of California and a 1977 graduate of the University of Southern California.

Mallory Thomas

Risk Advisory Partner
Baker Tilly US, LLP

Mallory worked in the internal audit function for a large, publicly held retailer before rejoining Baker Tilly in 2015. She specializes in internal audit, ESG/sustainability readiness and assurance, organizational governance and compliance, enterprise risk management, and Sarbanes-Oxley compliance including IPO readiness support. Her expertise in these areas earned her recognition as one of the Top Women in Finance by Finance and Commerce, a daily business newspaper in Minnesota. 

Patricia Wellmeyer, CPA, CGMA, PhD

Clinical Assistant Professor of Accounting and Academic Director
UCI Paul Merage School of Business

Although born in Seville, Spain, where most of her family still resides, Professor Wellmeyer migrated to the United States at a young age and has lived most of her life in Southern California. Professionally, Professor Wellmeyer's career spans across both the academic and public accounting arenas.

As a Certified Public Accountant and Certified Global Management Accountant, Patricia's experience includes work in the Auditing and Assurance department at PriceWaterhouseCoopers and as an independent consultant in the fields of auditing and financial reporting. Academically, Professor Wellmeyer has taught both undergraduate and graduate financial/managerial and auditing courses at several universities, including Cypress College, California State University, Fullerton, and University of California, Riverside. She helped launch and is currently the Program Director of the Master of Professional Accountancy Program at Merage. Her research interests lie in the area of auditor judgments and quality. Her research has been presented at various academic and professional venues internationally.

Diana Stoltzfus
SEC (Securities and Exchange Commission)
Deputy Chief Accountant in the Office of the Chief Accountant

As Deputy Chief Accountant, Ms. Stoltzfus leads the activities of the office’s Professional Practice Group (PPG), which includes supporting the Commission in overseeing the activities of the Public Company Accounting Oversight Board (PCAOB), managing rule-making and the resolution of auditor independence matters, and monitoring and addressing matters related to requirements for internal control over financial reporting (ICFR) and the audit of the financial statements.

Ms. Stoltzfus joined the SEC from PricewaterhouseCoopers LLP, where she was a partner in the firm's assurance practice.  She has extensive experience serving as a lead partner and in other roles in the performance of the firm’s integrated audits of financial statements, which includes, among other things, matters related to audits of internal control over financial reporting, analyzing and applying PCAOB rules and standards, and analyzing complex accounting matters. 

“I am honored and thrilled for the opportunity to work at the SEC.  I am particularly excited to serve and work with the very talented and dedicated staff in OCA.  I am looking forward to continuing OCA and PPG’s very important work in several areas including auditing, ICFR, and auditor independence with of course an emphasis on protecting investors,” said Ms. Stoltzfus.

Ms. Stoltzfus earned a B.S. in Accounting and Finance from the University of Arizona.  She is a Certified Public Accountant in California and Virginia.

Wesley Bricker
PwC US
Vice Chair and Co-Leader, US Trust Solutions
Former SEC Chief Accountant

In his role, Wesley Bricker oversees the largest Trust platform in the world, bringing together the firm’s combined Audit, ESG, Digital Assurance and Tax Reporting capabilities to best help clients as they seek to build trust with their stakeholders. As co-leader, Wes is responsible for the quality of service, excellence in the work performed by over 21,000 partners and staff, developing diverse teams and driving innovation.

Wes brings a track record of leadership in the global capital markets and the public accounting profession. He currently serves as the Chair of the board of directors for XBRL International, a consortium that oversees the widely-recognized standard for digital business reporting globally.

Previously, Wes served as the PwC US Assurance Leader, and prior, was the Securities & Exchange Commission’s Chief Accountant beginning in 2016. In his role as the SEC’s Chief Accountant, Wes was the principal advisor to the Commission on accounting and auditing matters, and led the Commission’s Office of the Chief Accountant. He was also responsible for assisting the Commission with discharging its oversight of the Financial Accounting Standards Board (FASB) and the Public Company Accounting Oversight Board (PCAOB), and also served as chair for the Monitoring Group, a group of regulatory and international financial organizations committed to advancing the public interest in international audit standard setting and audit quality.

Prior to joining the SEC, Wes was an Assurance partner at PwC and member of our National Quality Organization. Wes received a BS in accounting from Elizabethtown College and a JD from American University. He is licensed as a certified public accountant in various states and is a member of the New York State Bar Association.

Sagar Teotia
Chief Accountant, SEC

Sagar Teotia was named the U.S. Securities and Exchange Commission’s Chief Accountant in July 2019. He previously served as Acting Chief Accountant since June 2019.

In this role, he serves as the principal advisor to the SEC on accounting and auditing matters. He consults with registrants, auditors, and other industry representatives, and is responsible for the oversight of the Financial Accounting Standards Board (FASB) and the Public Company Accounting Oversight Board (PCAOB).

Prior to joining the SEC, Mr. Teotia was a partner at Deloitte in the national office, where he frequently consulted on accounting issues in a number of areas including financial instruments, business combinations, and compensation matters.

Earlier, Mr. Teotia served as a professional accounting fellow in the Office of the Chief Accountant where his responsibilities included providing conclusions on complex accounting issues and actively monitoring current standard setting projects.

Mr. Teotia received a B.S. in accountancy from the University of Illinois at Urbana-Champaign. He is licensed to practice as a certified public accountant in Illinois.

Rebekah Goshorn Jurata
Board Member, Public Company Accounting Oversight Board

Rebekah Goshorn Jurata was appointed as a Board Member of the Public Company Accounting Oversight Board by the Securities and Exchange Commission in October 2019 and sworn in on November 4, 2019.

Before joining the PCAOB, Board Member Jurata served as a Special Assistant to the President for Financial Policy and was responsible for advising the President and the National Economic Council Director on an array of financial services policy matters. She began her professional career as a staff attorney in the SEC's Division of Trading and Markets where she focused on broker-dealer regulation, including the Commission's proposal updating the annual audit requirements for broker-dealers.

Later, Board Member Jurata served as counsel to SEC Commissioner Daniel M. Gallagher, advising on a variety of securities regulatory and enforcement matters. Subsequently, she was the senior securities counsel to the House Financial Services Committee where she was responsible for matters relating to the U.S. capital markets for the committee's Chairman. She also served as the Deputy Assistant Secretary for International Finance Markets at the U.S. Department of the Treasury. In her role at Treasury, she represented the United States government at international forums, including the Financial Stability Board, and worked on international regulatory issues involving banking, securities, commodities, accounting, cybersecurity, fintech, and insurance markets.

A native of California, Board Member Jurata has a BS and a BA from the University of California, San Diego, a Masters from the UC San Diego School of Global Policy and Strategy, and a JD from the University of San Diego School of Law.

Brian Niccol
Chairman, Chief Executive Officer, Chipotle Mexican Grill

Brian Niccol is Chairman of the Board of Directors and Chief Executive Officer for Chipotle Mexican Grill (NYSE: CMG), which has over 2,600 company-owned restaurants and employs more than 85,000 people. He assumed the role of Chairman in March 2020, and under his leadership as Chief Executive Officer, a role he’s held since March 2018, Chipotle has seen accelerated comparable sales growth. Driving the brand’s purpose to Cultivate a Better World, Mr. Niccol has focused Chipotle’s growth strategy on increasing visibility, expanding access, fostering innovation and encouraging engagement with employees and consumers.

A leader and innovator in the food industry, Chipotle has received global recognition and honors during Mr. Niccol’s tenure including Newsweek magazine’s America’s Most Responsible Companies (2020), Fortune magazine World’s Most Admired Companies (2020), Forbes magazine Best Employers for Diversity (2019-2020), one of Comparably’s Best Companies for Culture, Diversity and for Women (2019).

Mr. Niccol has been placed on notable lists including Barron’s “World’s Best CEOs’ (2020), Fortune’s ‘Businessperson of the Year’ (2019), Bloomberg’s ‘People who Defined 2019’ (The Bloomberg 50), Comparably’s Best CEOs for Women (2020), Comparably’s Best CEOs for Diversity (2020), Comparably’s Best CEOs (2019), Orange County Business Journal’s ‘Business People of the Year’ (2020), as well as named ‘Leader of the Year’ by Restaurant Business magazine (2020) and a ‘Distinguished Alumni’ by University of Chicago’s Booth School of Business (2020).

Eric Brandt
Executive Vice President and Chief Financial Officer, Broadcom Corporation

Eric Brandt served as the Executive Vice President and Chief Financial Officer of Broadcom Corporation (“Broadcom”), a global supplier of semiconductor devices, from February 2010 until February 2016, and he served as Broadcom’s Senior Vice President and Chief Financial Officer from March 2007 until February 2010. From September 2005 until March 2007, Mr. Brandt served as Chief Executive Officer & President, member of the Board of Avanir Pharmaceuticals, Inc. Beginning in 1999, he held various positions at Allergan, Inc., a global specialty pharmaceutical company, including Executive Vice President of Finance and Technical Operations and Chief Financial Officer. Prior to joining Allergan, Mr. Brandt spent ten years with The Boston Consulting Group, a privately-held global business consulting firm, most recently serving as Vice President and Partner. Mr. Brandt also currently serves as a member of the Georgia Tech President’s Advisory Board.

He received a B.S. in Chemical Engineering from the Massachusetts Institute of Technology and an M.B.A. from Harvard Business School.

Christine Q. Davine
National Managing Partner for Quality, Risk and Regulatory, Deloitte & Touche LLP

Christine Davine is the national managing partner for quality, risk and regulatory at Deloitte & Touche LLP. In this role, she leads Deloitte’s Professional Practice Network, including the auditing, accounting, financial reporting, and risk management functions. Christine is the leader of a team of more than 300 partners and professionals and is responsible for setting Deloitte’s policies and methodology for dealing with complex accounting, financial reporting, auditing, and risk issues, interfacing with regulators and other stakeholders and addressing global Deloitte quality matters. Previously, Christine was the deputy leader of the Professional Practice Network and prior to that she co-led the combined Accounting Consultation, SEC Services, and Standards & Communications groups. Christine was also previously the national director of SEC Services.

Christine routinely works with clients on the most complex accounting, reporting, and auditing issues and represents clients in interactions with the SEC on various matters. She is a frequent speaker on current and emerging audit, accounting, and financial reporting issues.

Prior to joining Deloitte in 1999, Christine spent eight years with the SEC in the Division of Corporation Finance. During her last four years with the SEC, she was an associate chief accountant in the division’s Office of the Chief Accountant.

Christine earned a B.S. in Accounting from the University of Virginia and a M.B.A. in Finance from The George Washington University.

Patricia Wellmeyer
Clinical Assistant Professor of Accounting and Program Director, UCI Paul Merage School of Business

Although born in Seville, Spain, where most of her family still resides, Professor Wellmeyer migrated to the United States at a young age and has lived most of her life in Southern California. Professionally, Professor Wellmeyer’s career spans across both the academic and public accounting arenas.

As a Certified Public Accountant and Certified Global Management Accountant, Patricia’s experience includes work in the Auditing and Assurance department at PriceWaterhouseCoopers and as an independent consultant in the fields of auditing and financial reporting. Academically, Professor Wellmeyer has taught both undergraduate and graduate financial/managerial and auditing courses at several universities, including Cypress College, California State University, Fullerton, and University of California, Riverside. She helped launch and is currently the Program Director of the Master of Professional Accountancy Program at Merage. Her research interests lie in the area of auditor judgments and quality. Her research has been presented at various academic and professional venues internationally.

Steve Cooke
Partner, Paul Hastings LLP

Stephen Cooke is a partner in the Securities and Capital Markets practice group in the Orange County office of Paul Hastings LLP.

His experience includes representing emerging growth companies, public issuers and investment banks in a variety of complex capital markets transactions, including venture capital rounds, private placements, initial public offerings, follow-on offerings, and high-yield and convertible note offerings. He also has substantial experience in mergers, acquisitions, business combinations and other transactions involving public and private companies.

Mr. Cooke has a strong understanding of the roles and duties of directors (including members of audit committees) and has counseled boards and board committees regarding numerous corporate governance issues, including the Sarbanes-Oxley Act of 2002 and the Dodd-Frank Wall Street Reform and Consumer Protection Act. He has represented NYSE and Nasdaq traded companies with complex listing issues.

In addition to teaching at the UCI Paul Merage School of Business, Mr. Cooke also teaches a class at the UCI School of Law. He is a frequent speaker on governance and securities law topics, has co-authored a chapter in a practice guide for investor relations officers on securities laws and written articles on the disclosure requirements of public companies.

Kathleen Hamm
Board Member, Public Company Accounting Oversight Board

Board Member Hamm came to the PCAOB from Promontory Financial Group, where she was the global leader of securities and fintech services and senior strategic adviser to the chief executive officer on cyber solutions. Among other matters, she helped companies develop strategies to build into their systems and operations regulatory requirements and cybersecurity.

Board Member Hamm served at the U.S. Treasury Department from 2014 to early 2017 as counselor to the deputy secretary on cybersecurity and related governance, regulatory, compliance and risk management issues facing the financial services sector. She assisted the deputy secretary in coordinating Treasury's strategic policy initiatives, domestically and internationally, through a cybersecurity expert group impaneled by the G-7 finance ministers and central bank governors. Board Member Hamm also led Treasury's cybersecurity working group, which helped develop, coordinate and facilitate the implementation of the department's internal and external cybersecurity strategies and initiatives.

Prior to joining the Treasury, Board Member Hamm led Promontory Financial Group's Securities Practice Group, providing strategic advice and practical solutions to guide global and domestic financial regulators and companies through complex regulatory, compliance, risk management and enforcement issues during the financial crisis and its aftermath. She also served as the independent compliance consultant in settled enforcement actions and conducted independent internal investigations.

Among her other positions, Board Member Hamm was a director, member of the executive committee and chair of the regulatory oversight committee of a national securities exchange, having earlier served as the chief regulatory and compliance officer for another exchange. She was also an adjunct professor at the Georgetown University Law Center, teaching Corporate Controls, Compliance and Governance. Board Member Hamm also served nearly a decade with the SEC in its Division of Enforcement where, as an assistant director, she managed and coordinated all aspects of three enforcement branches that investigated potential violations of the federal securities laws.

A graduate of the University at Buffalo, SUNY, with a B.S., summa cum laude, majoring in business administration and concentrating in the Registered Accounting Program, Board Member Hamm also holds a J.D., with honors from the Duke University School of Law and earned her LL.M. in securities regulation, with distinction, from the Georgetown University Law Center, graduating first in her class.

Mark Panucci
Deputy Chief Accountant, SEC

Marc Panucci is a Deputy Chief Accountant in the Office of the Chief Accountant at the U.S. Securities and Exchange Commission (SEC). His responsibilities include leading the activities of the Office of the Chief Accountant’s Professional Practice Group (PPG). These activities include understanding investor and audit committee perspectives and consulting with registrants and auditors on the application of internal control over financial reporting obligations, independence requirements and auditing standards. He also assists the SEC in its oversight responsibility for the activities of the Public Company Accounting Oversight Board (PCAOB) and monitors the development of auditing standards, both in the U.S. and internationally.

Before joining the Commission, Marc was a Partner at PwC from 2010 to 2016. His responsibilities included providing consultation and support regarding implementation, application, and development of auditing policies and standards, including leading the firm’s efforts related to internal control over financial reporting consultations. Marc was also responsible for the development of the firm’s positions related to international and domestic audit standard-setting matters. Marc was also a board member of the AICPA’s Auditing Standard Board (ASB). The ASB is responsible for development of auditing standards and guidance related to non-issuers.

Marc also previously worked at the SEC from 2007 to 2010, including as a Senior Associate Chief Accountant in the Office of the Chief Accountant. During this time, he specialized in the SEC's guidance related to the evaluation of internal control over financial reporting, auditing matters relating to public companies, and the SEC's activities with respect to its oversight role over the PCAOB.

Marc received a Bachelor of Science degree in Accounting from Robert Morris College. He is a Certified Public Accountant in Pennsylvania and New Jersey.

Mark Panucci
Deputy Chief Accountant, SEC

Marc Panucci is a Deputy Chief Accountant in the Office of the Chief Accountant at the U.S. Securities and Exchange Commission (SEC). His responsibilities include leading the activities of the Office of the Chief Accountant’s Professional Practice Group (PPG). These activities include understanding investor and audit committee perspectives and consulting with registrants and auditors on the application of internal control over financial reporting obligations, independence requirements and auditing standards. He also assists the SEC in its oversight responsibility for the activities of the Public Company Accounting Oversight Board (PCAOB) and monitors the development of auditing standards, both in the U.S. and internationally.

Before joining the Commission, Marc was a Partner at PwC from 2010 to 2016. His responsibilities included providing consultation and support regarding implementation, application, and development of auditing policies and standards, including leading the firm’s efforts related to internal control over financial reporting consultations. Marc was also responsible for the development of the firm’s positions related to international and domestic audit standard-setting matters. Marc was also a board member of the AICPA’s Auditing Standard Board (ASB). The ASB is responsible for development of auditing standards and guidance related to non-issuers.

Marc also previously worked at the SEC from 2007 to 2010, including as a Senior Associate Chief Accountant in the Office of the Chief Accountant. During this time, he specialized in the SEC's guidance related to the evaluation of internal control over financial reporting, auditing matters relating to public companies, and the SEC's activities with respect to its oversight role over the PCAOB.

Marc received a Bachelor of Science degree in Accounting from Robert Morris College. He is a Certified Public Accountant in Pennsylvania and New Jersey.

Duane DesParte
Board Member, PCAOB

Duane DesParte was appointed a Board Member of the Public Company Accounting Oversight Board by the Securities and Exchange Commission in December 2017, and sworn in on April 9, 2018. He joined the board after retiring from Exelon Corporation, where he served as corporate controller and in other financial roles for 15 years, following an 18 year career in the audit assurance business. Board Member DesParte, a certified public accountant, was Exelon's senior vice president and corporate controller for 10 years, with chief accounting officer responsibilities for the integrity of the company's accounting and external financial reporting and related policies, methods, systems, processes and controls. Earlier, he also led controller and finance functions at various Exelon business units.

Before joining Exelon, he was a partner at Deloitte for nine months, after a long career at Arthur Andersen. He worked at Andersen from 1985 - 2002, rising to partner in 1998.

Board Member DesParte graduated with highest honors from the University of Illinois at Urbana Champaign with a B.S. in accountancy. He previously served on the board and executive committee of the Civic Federation of Chicago; on the board, including as chair, for the Center on Halsted; and is currently on the governing board of the Chicago Symphony Orchestra.

Wesley Bricker, SEC Chief Accountant

Jeanette Franzel, PCAOB Board Member

Wesley Bricker is the Chief Accountant for the U.S. Securities and Exchange Commission. In the role, he serves as the principal advisor to the SEC on accounting and auditing matters. He consults with registrants, auditors and other industry representatives, and is responsible for the oversight of the Financial Accounting Standards Board (FASB) and the Public Company Accounting Oversight Board (PCAOB), among the other duties of the Chief Accountant.

He joined the SEC from PricewaterhouseCoopers LLP, where he was a partner responsible for clients in the banking, capital markets, financial technology, and investment management sectors.

Earlier, he served as a professional accounting fellow in the Office of the Chief Accountant and prior to that held various audit and professional practice positions at PwC, including in the firm’s national office during the global financial crisis advising on complex financial accounting matters.

Mr. Bricker is trained as an accountant and lawyer with degrees from Elizabethtown College and the American University Washington College of Law. He is licensed to practice as a certified public accountant in Virginia, Maryland, the District of Columbia, Pennsylvania, and New Jersey and as an attorney in New York.  

Jeanette M. Franzel was appointed by the Securities and Exchange Commission as a member of the Public Company Accounting Oversight Board in February 2012.

Prior to joining the PCAOB, Board Member Franzel served for almost 23 years at the Government Accountability Office, spending a decade in the Senior Executive Service. She ended her tenure at the GAO as a Managing Director overseeing all aspects of the organization's financial audit oversight of the U.S. federal government. In this capacity, she supervised audits of large, complex agencies with annual budgets in the hundreds of billions of dollars, as well as small programs and agencies with limited resources.

From 2008 through 2011, Board Member Franzel's team performed oversight of the U.S. government's efforts to help stabilize the financial markets and promote economic recovery. From 2003 to 2012, she oversaw the periodic updating and issuing of GAO's Government Auditing Standards ("The Yellow Book"), which is used throughout the world.

She also provided extensive policy and technical support to the International Organization of Supreme Audit Institutions, which develops auditing standards for national government audit offices around the world.

In 2011, Board Member Franzel received the GAO's Distinguished Service Award and the AICPA's Outstanding CPA in Government Award. In 2010, she received the International Achievement Award from the Association of Government Accountants.

Earlier, Board Member Franzel worked for three years at a small CPA firm. Prior to her career in accounting and auditing, she taught elementary school and high school in South America.

Board Member Franzel has a B.A. in accounting and Spanish from the College of St. Teresa and an MBA from George Mason University. She also completed the Senior Executive Fellows program at Harvard University. She is a certified public accountant, a certified internal auditor, a certified management accountant, and a certified government financial manager.

2015 Keynote Speaker

James L. Schnurr began his post with the U.S. Securities and Exchange Commission (“SEC”) in October 2014.  He retired from Deloitte LLP, where he was vice chairman and senior professional practice director and specialized in financial and SEC reporting for public companies. The SEC’s Office of the Chief Accountant is responsible for establishing and enforcing accounting and auditing policy as well as improving the professional performance of public company auditors. The office works to enhance the transparency and relevancy of financial reporting and ensure that financial statements are presented fairly and have credibility.

2014 Keynote Speaker

Jay D. Hanson was appointed to be a Board Member of the Public Company Accounting Oversight Board by the Securities and Exchange Commission in January 2011, and reappointed for a second term, ending in October 2018. Prior to joining the Board, Mr. Hanson spent nearly 32 years at McGladrey & Pullen, LLP. At the time of his appointment to the PCAOB, Mr. Hanson was the National Director of Accounting, overseeing the firm's accounting guidance and training practices, as well as leader of the firm's Accounting Standards Group.